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Peer review of health research funding proposals: a systematic map and systematic review of innovations for effectiveness and efficiency

Peer review of health research funding proposals: a systematic map and systematic review of innovations for effectiveness and efficiency
Peer review of health research funding proposals: a systematic map and systematic review of innovations for effectiveness and efficiency

Objective

To investigate methods and processes for timely, efficient and good quality peer review of research funding proposals in health.


Methods

A two-stage evidence synthesis: (1) a systematic map to describe the key characteristics of the evidence base, followed by (2) a systematic review of the studies stakeholders prioritised as relevant from the map on the effectiveness and efficiency of peer review ‘innovations’. Standard processes included literature searching, duplicate inclusion criteria screening, study keyword coding, data extraction, critical appraisal and study synthesis.


Results

A total of 83 studies from 15 countries were included in the systematic map. The evidence base is diverse, investigating many aspects of the systems for, and processes of, peer review. The systematic review included eight studies from Australia, Canada, and the USA, evaluating a broad range of peer review innovations. These studies showed that simplifying the process by shortening proposal forms, using smaller reviewer panels, or expediting processes can speed up the review process and reduce costs, but this might come at the expense of peer review quality, a key aspect that has not been assessed. Virtual peer review using videoconferencing or teleconferencing appears promising for reducing costs by avoiding the need for reviewers to travel, but again any consequences for quality have not been adequately assessed.


Conclusions

There is increasing international research activity into the peer review of health research funding. The studies reviewed had methodological limitations and variable generalisability to research funders. Given these limitations it is not currently possible to recommend immediate implementation of these innovations. However, many appear promising based on existing evidence, and could be adapted as necessary by funders and evaluated. Where feasible, experimental evaluation, including randomised controlled trials, should be conducted, evaluating impact on effectiveness, efficiency and quality.
1932-6203
Shepherd, Jonathan
dfbca97a-9307-4eee-bdf7-e27bcb02bc67
Frampton, Geoffrey
26c6163c-3428-45b8-b8b9-92091ff6c69f
Pickett, Karen
1bac9d88-da29-4a3e-9fd2-e469f129f963
Wyatt, Jeremy
8361be5a-fca9-4acf-b3d2-7ce04126f468
Shepherd, Jonathan
dfbca97a-9307-4eee-bdf7-e27bcb02bc67
Frampton, Geoffrey
26c6163c-3428-45b8-b8b9-92091ff6c69f
Pickett, Karen
1bac9d88-da29-4a3e-9fd2-e469f129f963
Wyatt, Jeremy
8361be5a-fca9-4acf-b3d2-7ce04126f468

Shepherd, Jonathan, Frampton, Geoffrey, Pickett, Karen and Wyatt, Jeremy (2018) Peer review of health research funding proposals: a systematic map and systematic review of innovations for effectiveness and efficiency. PLoS ONE, 13 (5), [e0196914]. (doi:10.1371/journal.pone.0196914).

Record type: Article

Abstract


Objective

To investigate methods and processes for timely, efficient and good quality peer review of research funding proposals in health.


Methods

A two-stage evidence synthesis: (1) a systematic map to describe the key characteristics of the evidence base, followed by (2) a systematic review of the studies stakeholders prioritised as relevant from the map on the effectiveness and efficiency of peer review ‘innovations’. Standard processes included literature searching, duplicate inclusion criteria screening, study keyword coding, data extraction, critical appraisal and study synthesis.


Results

A total of 83 studies from 15 countries were included in the systematic map. The evidence base is diverse, investigating many aspects of the systems for, and processes of, peer review. The systematic review included eight studies from Australia, Canada, and the USA, evaluating a broad range of peer review innovations. These studies showed that simplifying the process by shortening proposal forms, using smaller reviewer panels, or expediting processes can speed up the review process and reduce costs, but this might come at the expense of peer review quality, a key aspect that has not been assessed. Virtual peer review using videoconferencing or teleconferencing appears promising for reducing costs by avoiding the need for reviewers to travel, but again any consequences for quality have not been adequately assessed.


Conclusions

There is increasing international research activity into the peer review of health research funding. The studies reviewed had methodological limitations and variable generalisability to research funders. Given these limitations it is not currently possible to recommend immediate implementation of these innovations. However, many appear promising based on existing evidence, and could be adapted as necessary by funders and evaluated. Where feasible, experimental evaluation, including randomised controlled trials, should be conducted, evaluating impact on effectiveness, efficiency and quality.

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journal.pone.0196914 - Version of Record
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More information

Accepted/In Press date: 4 May 2018
e-pub ahead of print date: 11 May 2018

Identifiers

Local EPrints ID: 420913
URI: http://eprints.soton.ac.uk/id/eprint/420913
ISSN: 1932-6203
PURE UUID: ed2f85bf-efe4-407a-8814-997a61fcd617
ORCID for Jonathan Shepherd: ORCID iD orcid.org/0000-0003-1682-4330
ORCID for Geoffrey Frampton: ORCID iD orcid.org/0000-0003-2005-0497
ORCID for Karen Pickett: ORCID iD orcid.org/0000-0002-8631-6465
ORCID for Jeremy Wyatt: ORCID iD orcid.org/0000-0001-7008-1473

Catalogue record

Date deposited: 18 May 2018 16:30
Last modified: 16 Mar 2024 04:23

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Contributors

Author: Karen Pickett ORCID iD
Author: Jeremy Wyatt ORCID iD

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