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Financial constraints, stock liquidity, and stock returns

Financial constraints, stock liquidity, and stock returns
Financial constraints, stock liquidity, and stock returns
This paper examines stock liquidity in explaining the mixed relations between financial constraints and stock returns and the pricing of stock liquidity across financially constrained and unconstrained firms. We find a negative relation in liquid portfolios and a positive relation in illiquid portfolios. Financially constrained firms have higher liquidity risk and earn a higher illiquidity premium than unconstrained firms. Financial constraints cannot be independently priced in stock returns and can only be priced in conjunction with stock liquidity in bad economic times. Stock liquidity is independently priced for financially constrained firms or in good times, but not for unconstrained firms
1042-4431
Li, Xiafei
f0262b02-7197-41c9-92ca-45a1dd759058
Luo, Di
cc1b0fa7-f630-45dc-ab05-495f9023148f
Li, Xiafei
f0262b02-7197-41c9-92ca-45a1dd759058
Luo, Di
cc1b0fa7-f630-45dc-ab05-495f9023148f

Li, Xiafei and Luo, Di (2019) Financial constraints, stock liquidity, and stock returns. Journal of International Financial Markets, Institutions and Money, 63, [101139]. (doi:10.1016/j.intfin.2019.101139).

Record type: Article

Abstract

This paper examines stock liquidity in explaining the mixed relations between financial constraints and stock returns and the pricing of stock liquidity across financially constrained and unconstrained firms. We find a negative relation in liquid portfolios and a positive relation in illiquid portfolios. Financially constrained firms have higher liquidity risk and earn a higher illiquidity premium than unconstrained firms. Financial constraints cannot be independently priced in stock returns and can only be priced in conjunction with stock liquidity in bad economic times. Stock liquidity is independently priced for financially constrained firms or in good times, but not for unconstrained firms

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Accepted/In Press date: 29 October 2019
e-pub ahead of print date: 4 November 2019
Published date: November 2019

Identifiers

Local EPrints ID: 435853
URI: http://eprints.soton.ac.uk/id/eprint/435853
ISSN: 1042-4431
PURE UUID: 443f507e-4aba-4264-bac8-1c54f9eb32bb
ORCID for Di Luo: ORCID iD orcid.org/0000-0001-7405-6347

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Date deposited: 21 Nov 2019 17:30
Last modified: 17 Mar 2024 03:44

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Contributors

Author: Xiafei Li
Author: Di Luo ORCID iD

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