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Cross power spectral density based beamforming for underwater acoustic communications

Cross power spectral density based beamforming for underwater acoustic communications
Cross power spectral density based beamforming for underwater acoustic communications
In underwater acoustic communications, beamforming is often used to improve the detection performance of a receiver. For beamforming, there have been methods presented in time domain, e.g., fractional delay (FD), and in frequency domain, e.g., time-frequency-time with cross spectral density matrix (TFT-CSDM). The former brings accurate direction of arrival (DOA) estimation but with high complexity; while the latter brings less accuracy but with lower complexity. In this paper, we investigate a time-frequency-time with cross power spectral density (TFTCPSD) beamforming for a vertical linear array (VLA) of hydrophones. The proposed method is compared with the FD and TFT-CSDM methods in an OFDM receiver with superimposed pilot signals. The comparison is based on data obtained in sea trials at distances 30km to 50km in the northwest Pacific Ocean. The results demonstrate that the proposed TFT-CPSD method possesses higher accuracy than the TFT-CSDM method, and lower complexity than the FD method. Besides, the OFDM receiver with the TFT-CPSD beamforming outperforms a receiver with the TFT-CSDM beamforming and the FD beamforming along signal to noise ratio (SNR) from -14dB to 14dB. The proposed beamforming technique possesses the merits of energy conservative and energy leakage reduction, which can also be applied to single-carrier transmission.
Beamforming, cross power spectral density (CPSD), direction of arrival, orthogonal frequency division multiplexing (OFDM), underwater acoustic communication
0029-8018
Li, Jianghui
9c589194-00fa-4d42-abaf-53a32789cc5e
Bai, Yechao
1036da17-2a37-423d-8a3e-3dd7de64b1a9
Zhang, Youwen
7aa2372a-67e3-4f9e-8acb-22e604c34fd5
Qu, Fengzhong
63ae6e65-c0de-4300-9f35-1d20101787e2
Wei, Yan
f53a5061-105c-4a52-a224-442c69db13f3
Wang, Junfeng
9031b7ba-b852-4f8d-9741-db3a4afc69de
Li, Jianghui
9c589194-00fa-4d42-abaf-53a32789cc5e
Bai, Yechao
1036da17-2a37-423d-8a3e-3dd7de64b1a9
Zhang, Youwen
7aa2372a-67e3-4f9e-8acb-22e604c34fd5
Qu, Fengzhong
63ae6e65-c0de-4300-9f35-1d20101787e2
Wei, Yan
f53a5061-105c-4a52-a224-442c69db13f3
Wang, Junfeng
9031b7ba-b852-4f8d-9741-db3a4afc69de

Li, Jianghui, Bai, Yechao, Zhang, Youwen, Qu, Fengzhong, Wei, Yan and Wang, Junfeng (2020) Cross power spectral density based beamforming for underwater acoustic communications. Ocean Engineering, 216, [107786]. (doi:10.1016/j.oceaneng.2020.107786).

Record type: Article

Abstract

In underwater acoustic communications, beamforming is often used to improve the detection performance of a receiver. For beamforming, there have been methods presented in time domain, e.g., fractional delay (FD), and in frequency domain, e.g., time-frequency-time with cross spectral density matrix (TFT-CSDM). The former brings accurate direction of arrival (DOA) estimation but with high complexity; while the latter brings less accuracy but with lower complexity. In this paper, we investigate a time-frequency-time with cross power spectral density (TFTCPSD) beamforming for a vertical linear array (VLA) of hydrophones. The proposed method is compared with the FD and TFT-CSDM methods in an OFDM receiver with superimposed pilot signals. The comparison is based on data obtained in sea trials at distances 30km to 50km in the northwest Pacific Ocean. The results demonstrate that the proposed TFT-CPSD method possesses higher accuracy than the TFT-CSDM method, and lower complexity than the FD method. Besides, the OFDM receiver with the TFT-CPSD beamforming outperforms a receiver with the TFT-CSDM beamforming and the FD beamforming along signal to noise ratio (SNR) from -14dB to 14dB. The proposed beamforming technique possesses the merits of energy conservative and energy leakage reduction, which can also be applied to single-carrier transmission.

Text
OE-D-20-00468-R1 - UNMARKED - Accepted Manuscript
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More information

Accepted/In Press date: 12 July 2020
e-pub ahead of print date: 4 September 2020
Published date: 15 November 2020
Keywords: Beamforming, cross power spectral density (CPSD), direction of arrival, orthogonal frequency division multiplexing (OFDM), underwater acoustic communication

Identifiers

Local EPrints ID: 442293
URI: http://eprints.soton.ac.uk/id/eprint/442293
ISSN: 0029-8018
PURE UUID: 6516bc92-70fe-423b-a044-388f9734483b
ORCID for Jianghui Li: ORCID iD orcid.org/0000-0002-2956-5940

Catalogue record

Date deposited: 13 Jul 2020 16:30
Last modified: 17 Mar 2024 05:44

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Contributors

Author: Jianghui Li ORCID iD
Author: Yechao Bai
Author: Youwen Zhang
Author: Fengzhong Qu
Author: Yan Wei
Author: Junfeng Wang

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