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Connecting regulatory requirements to audit outcomes: a model-driven approach to auditable compliance

Connecting regulatory requirements to audit outcomes: a model-driven approach to auditable compliance
Connecting regulatory requirements to audit outcomes: a model-driven approach to auditable compliance

An inability to produce documentary proof of compliance remains a chief reason for audit non-compliance. Herein, we propose a persistent SysML-based method for casting audit outcomes as system requirements, producing documentary evidence of compliance and locating non-compliance prior to audits.

Compliance by Design, Lifecycle-based approach, Systems modelling
641-642
Institute of Electrical and Electronics Engineers Inc.
Thorburn, Robert
da604f04-44b0-4d81-80de-0c9e64f985c3
Paci, Federica
9fbf3e5b-ae03-40e8-a75a-3657cbc9216e
Sassone, Vladimiro
df7d3c83-2aa0-4571-be94-9473b07b03e7
Stalla-Bourdillon, Sophie
c189651b-9ed3-49f6-bf37-25a47c487164
Thorburn, Robert
da604f04-44b0-4d81-80de-0c9e64f985c3
Paci, Federica
9fbf3e5b-ae03-40e8-a75a-3657cbc9216e
Sassone, Vladimiro
df7d3c83-2aa0-4571-be94-9473b07b03e7
Stalla-Bourdillon, Sophie
c189651b-9ed3-49f6-bf37-25a47c487164

Thorburn, Robert, Paci, Federica, Sassone, Vladimiro and Stalla-Bourdillon, Sophie (2021) Connecting regulatory requirements to audit outcomes: a model-driven approach to auditable compliance. In Companion Proceedings - 24th International Conference on Model-Driven Engineering Languages and Systems, MODELS-C 2021. Institute of Electrical and Electronics Engineers Inc. pp. 641-642 . (doi:10.1109/MODELS-C53483.2021.00100).

Record type: Conference or Workshop Item (Paper)

Abstract

An inability to produce documentary proof of compliance remains a chief reason for audit non-compliance. Herein, we propose a persistent SysML-based method for casting audit outcomes as system requirements, producing documentary evidence of compliance and locating non-compliance prior to audits.

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More information

Accepted/In Press date: 10 October 2021
e-pub ahead of print date: 20 December 2021
Additional Information: Funding Information: Research funded by the United Kingdom Engineering and Physical Sciences Research Council. Publisher Copyright: © 2021 IEEE. Copyright: Copyright 2022 Elsevier B.V., All rights reserved.
Venue - Dates: 24th International Conference on Model-Driven Engineering Languages and Systems, MODELS-C 2021, , Virtual, Online, Japan, 2021-10-09 - 2021-10-14
Keywords: Compliance by Design, Lifecycle-based approach, Systems modelling

Identifiers

Local EPrints ID: 457442
URI: http://eprints.soton.ac.uk/id/eprint/457442
PURE UUID: 1c722607-4dec-4bf6-a710-69d9d9132ac0
ORCID for Federica Paci: ORCID iD orcid.org/0000-0003-3122-0236
ORCID for Sophie Stalla-Bourdillon: ORCID iD orcid.org/0000-0003-3715-1219

Catalogue record

Date deposited: 07 Jun 2022 17:02
Last modified: 08 Jun 2022 01:42

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Contributors

Author: Robert Thorburn
Author: Federica Paci ORCID iD
Author: Vladimiro Sassone

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