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Deep-unfolding neural-network aided hybrid beamforming based on symbol-error probability minimization

Deep-unfolding neural-network aided hybrid beamforming based on symbol-error probability minimization
Deep-unfolding neural-network aided hybrid beamforming based on symbol-error probability minimization
In massive multiple-input multiple-output (MIMO) systems, hybrid analog-digital (AD) beamforming can be used to attain a high directional gain without requiring a dedicated radio frequency (RF) chain for each antenna element, which substantially reduces both the hardware costs and power consumption. While massive MIMO transceiver design typically relies on the conventional mean-square error (MSE) criterion, directly minimizing the symbol error rate (SER) can lead to a superior performance. In this paper, we first mathematically formulate the problem of hybrid transceiver design under the minimum SER (MSER) optimization criterion and then develop an MSER-based iterative gradient descent (GD) algorithm to find the related stationary points. We then propose a deep-unfolding neural network (NN). The iterative GD algorithm is unfolded into a multi-layer structure wherein trainable parameters are introduced to accelerate the convergence and enhance the overall
system performance. To implement the training stage, we derive the relationship between adjacent layers’ gradients based on the generalized chain rule (GCR). The deep-unfolding NN is developed for both quadrature phase shift keying (QPSK) and
M-ary quadrature amplitude modulated (QAM) signals, and its convergence is investigated theoretically. Furthermore, we analyze the transfer capability, computational complexity, and generalization capability of the proposed deep-unfolding NN. Our simulation results show that the latter significantly outperforms
its conventional counterpart at a reduced complexity.
Array signal processing, Convergence, Hybrid beamforming, Iterative algorithms, MSER, Quadrature amplitude modulation, Radio frequency, Training, Transceivers, deep-unfolding, machine learning, massive MIMO
0018-9545
1-15
Shi, Shuhan
d7dfa1ef-0ed4-4cd1-8b0d-53d9c6a0daf5
Cai, Yunlong
ed1440c3-10af-4b6c-9295-4b355d409a16
Hu, Qiyu
c38068e7-e531-44e3-ab30-9937aec733e7
Champagne, Benoit
34637814-cef4-4177-b5fd-d748742be072
Hanzo, Lajos
66e7266f-3066-4fc0-8391-e000acce71a1
Shi, Shuhan
d7dfa1ef-0ed4-4cd1-8b0d-53d9c6a0daf5
Cai, Yunlong
ed1440c3-10af-4b6c-9295-4b355d409a16
Hu, Qiyu
c38068e7-e531-44e3-ab30-9937aec733e7
Champagne, Benoit
34637814-cef4-4177-b5fd-d748742be072
Hanzo, Lajos
66e7266f-3066-4fc0-8391-e000acce71a1

Shi, Shuhan, Cai, Yunlong, Hu, Qiyu, Champagne, Benoit and Hanzo, Lajos (2022) Deep-unfolding neural-network aided hybrid beamforming based on symbol-error probability minimization. IEEE Transactions on Vehicular Technology, 1-15. (doi:10.1109/TVT.2022.3201961).

Record type: Article

Abstract

In massive multiple-input multiple-output (MIMO) systems, hybrid analog-digital (AD) beamforming can be used to attain a high directional gain without requiring a dedicated radio frequency (RF) chain for each antenna element, which substantially reduces both the hardware costs and power consumption. While massive MIMO transceiver design typically relies on the conventional mean-square error (MSE) criterion, directly minimizing the symbol error rate (SER) can lead to a superior performance. In this paper, we first mathematically formulate the problem of hybrid transceiver design under the minimum SER (MSER) optimization criterion and then develop an MSER-based iterative gradient descent (GD) algorithm to find the related stationary points. We then propose a deep-unfolding neural network (NN). The iterative GD algorithm is unfolded into a multi-layer structure wherein trainable parameters are introduced to accelerate the convergence and enhance the overall
system performance. To implement the training stage, we derive the relationship between adjacent layers’ gradients based on the generalized chain rule (GCR). The deep-unfolding NN is developed for both quadrature phase shift keying (QPSK) and
M-ary quadrature amplitude modulated (QAM) signals, and its convergence is investigated theoretically. Furthermore, we analyze the transfer capability, computational complexity, and generalization capability of the proposed deep-unfolding NN. Our simulation results show that the latter significantly outperforms
its conventional counterpart at a reduced complexity.

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More information

Accepted/In Press date: 19 August 2022
e-pub ahead of print date: 26 August 2022
Keywords: Array signal processing, Convergence, Hybrid beamforming, Iterative algorithms, MSER, Quadrature amplitude modulation, Radio frequency, Training, Transceivers, deep-unfolding, machine learning, massive MIMO

Identifiers

Local EPrints ID: 470144
URI: http://eprints.soton.ac.uk/id/eprint/470144
ISSN: 0018-9545
PURE UUID: b5aed60b-fead-4cbd-a897-61ba5f67dd2a
ORCID for Lajos Hanzo: ORCID iD orcid.org/0000-0002-2636-5214

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Date deposited: 04 Oct 2022 16:35
Last modified: 18 Mar 2024 02:36

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Contributors

Author: Shuhan Shi
Author: Yunlong Cai
Author: Qiyu Hu
Author: Benoit Champagne
Author: Lajos Hanzo ORCID iD

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