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A copula-based method of risk prediction for autonomous underwater gliders in dynamic environments

A copula-based method of risk prediction for autonomous underwater gliders in dynamic environments
A copula-based method of risk prediction for autonomous underwater gliders in dynamic environments

Autonomous underwater gliders (AUGs) are effective platforms for oceanic research and environmental monitoring. However, complex underwater environments with uncertainties could pose the risk of vehicle loss during their missions. It is therefore essential to conduct risk prediction to assist decision making for safer operations. The main limitation of current studies for AUGs is the lack of a tailored method for risk analysis considering both dynamic environments and potential functional failures of the vehicle. Hence, this study proposed a copula-based approach for evaluating the risk of AUG loss in dynamic underwater environments. The developed copula Bayesian network (CBN) integrated copula functions into a traditional Bayesian belief network (BBN), aiming to handle nonlinear dependencies among environmental variables and inherent technical failures. Specifically, potential risk factors with causal effects were captured using the BBN. A Gaussian copula was then employed to measure correlated dependencies among identified risk factors. Furthermore, the dependence analysis and CBN inference were performed to assess the risk level of vehicle loss given various environmental observations. The effectiveness of the proposed method was demonstrated in a case study, which considered deploying a Slocum G1 Glider in a real water region. Risk mitigation measures were provided based on key findings. This study potentially contributes a tailored tool of risk prediction for AUGs in dynamic environments, which can enhance the safety performance of AUGs and assist in risk mitigation for decision makers.

Autonomous underwater gliders (AUGs), copula Bayesian network (CBN), dynamic environment, risk analysis
0272-4332
244-263
Chen, Xi
8bdb9873-52cb-4688-8cae-b4da945e0662
Bose, Neil
37b8d6e4-fd93-4bbe-827c-f060e0ce0851
Brito, Mario
82e798e7-e032-4841-992e-81c6f13a9e6c
Khan, Faisal
e3810728-8747-4b3c-aa95-eae12d7e1759
Zou, Ting
f985d6fe-f153-44d1-820e-570b19364f25
Chen, Xi
8bdb9873-52cb-4688-8cae-b4da945e0662
Bose, Neil
37b8d6e4-fd93-4bbe-827c-f060e0ce0851
Brito, Mario
82e798e7-e032-4841-992e-81c6f13a9e6c
Khan, Faisal
e3810728-8747-4b3c-aa95-eae12d7e1759
Zou, Ting
f985d6fe-f153-44d1-820e-570b19364f25

Chen, Xi, Bose, Neil, Brito, Mario, Khan, Faisal and Zou, Ting (2024) A copula-based method of risk prediction for autonomous underwater gliders in dynamic environments. Risk Analysis, 44 (1), 244-263. (doi:10.1111/risa.14149).

Record type: Article

Abstract

Autonomous underwater gliders (AUGs) are effective platforms for oceanic research and environmental monitoring. However, complex underwater environments with uncertainties could pose the risk of vehicle loss during their missions. It is therefore essential to conduct risk prediction to assist decision making for safer operations. The main limitation of current studies for AUGs is the lack of a tailored method for risk analysis considering both dynamic environments and potential functional failures of the vehicle. Hence, this study proposed a copula-based approach for evaluating the risk of AUG loss in dynamic underwater environments. The developed copula Bayesian network (CBN) integrated copula functions into a traditional Bayesian belief network (BBN), aiming to handle nonlinear dependencies among environmental variables and inherent technical failures. Specifically, potential risk factors with causal effects were captured using the BBN. A Gaussian copula was then employed to measure correlated dependencies among identified risk factors. Furthermore, the dependence analysis and CBN inference were performed to assess the risk level of vehicle loss given various environmental observations. The effectiveness of the proposed method was demonstrated in a case study, which considered deploying a Slocum G1 Glider in a real water region. Risk mitigation measures were provided based on key findings. This study potentially contributes a tailored tool of risk prediction for AUGs in dynamic environments, which can enhance the safety performance of AUGs and assist in risk mitigation for decision makers.

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A copula-based method of risk prediction for autonomous underwater gliders in dynamic environments (final version) - Accepted Manuscript
Restricted to Repository staff only until 31 March 2025.
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Accepted/In Press date: 30 March 2023
e-pub ahead of print date: 27 April 2023
Published date: January 2024
Additional Information: Funding Information: This work is funded by Fisheries and Oceans Canada through the Multi‐partner Oil Spill Research Initiative (MPRI) 1.03: Oil Spill Reconnaissance and Delineation through Robotic Autonomous Underwater Vehicle Technology in Open and Iced Waters. Coauthor, Faisal Khan, wishes to acknowledge the financial support provided by the Canada Research Chair (Tier 1) program on Offshore Safety and Risk Engineering. The authors also acknowledge Memorial University and The School of Graduate Studies (SGS) for the component of fellowship supports. Publisher Copyright: © 2023 Society for Risk Analysis.
Keywords: Autonomous underwater gliders (AUGs), copula Bayesian network (CBN), dynamic environment, risk analysis

Identifiers

Local EPrints ID: 476288
URI: http://eprints.soton.ac.uk/id/eprint/476288
ISSN: 0272-4332
PURE UUID: d3ac0641-f581-443b-8a42-143b63e7a9fe
ORCID for Mario Brito: ORCID iD orcid.org/0000-0002-1779-4535

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Date deposited: 18 Apr 2023 17:13
Last modified: 17 Mar 2024 03:14

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Contributors

Author: Xi Chen
Author: Neil Bose
Author: Mario Brito ORCID iD
Author: Faisal Khan
Author: Ting Zou

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