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Potential research ethics violations against an indigenous tribe in Ecuador: a mixed methods approach

Potential research ethics violations against an indigenous tribe in Ecuador: a mixed methods approach
Potential research ethics violations against an indigenous tribe in Ecuador: a mixed methods approach

BACKGROUND: Biomedical and ethnographic studies among indigenous people are common practice in health and geographical research. Prior health research misconduct has been documented, particularly when obtaining genetic material. The objective of this study was to crossmatch previously published data with the perceptions of the Waorani peoples about the trading of their genetic material and other biological samples.

METHODS: We conducted a mixed methods study design using a tailored 15-item questionnaire in 72 participants and in-depth interviews in 55 participants belonging to 20 Waorani communities about their experiences and perceptions of participating in biomedical research projects. Additionally, we conducted a systematic review of the literature in order to crossmatch the published results of studies stating the approval of an ethics committee and individual consent within their work.

RESULTS: A total of 40 men (60%) and 32 women (40%), with a mean age of 57 ± 15 years agreed to be interviewed for inclusion. Five main categories around the violation of good clinical practices were identified, concerning the obtention of blood samples from a recently contacted Waorani native community within the Amazonian region of Ecuador. These themes are related to the lack of adequate communication between community members and researchers as well as the voluntariness to participate in health research. Additionally, over 40 years, a total of 38 manuscripts related to the use of biological samples in Waorani indigenous people were published. The majority of the studies (68%) did not state within their article obtaining research ethics board approval, and 71% did not report obtaining the informed consent of the participants prior to the execution of the project.

CONCLUSION: Clinical Research on the Waorani community in the Ecuadorian Amazon basin has been performed on several occasions. Unfortunately, the majority of these projects did not follow the appropriate ethical and professional standards in either reporting the results or fulfilling them. The results of our investigation suggest that biological material, including genetic material, has been used by researchers globally, with some omitting the minimum information required to guarantee transparency and good clinical practices. We highlight the importance of stating ethics within research to avoid breaches in research transparency.

Ecuador, Ethics Committees, Ethics Committees, Research, Ethics, Research, Female, Humans, Infant, Newborn, Informed Consent, Male, Research Design
1472-6939
100
Ortiz-Prado, Esteban
969b2120-aa34-42e1-88c8-391606c1cdb0
Simbaña-Rivera, Katherine
259a796c-8f0b-4f71-abeb-f5c6f5a648b9
Gómez-Barreno, Lenin
2056b848-05d6-408c-a20e-835bd23047dd
Tamariz, Leonardo
0d988211-d237-4865-a203-97740c71b065
Lister, Alex
5bba8cb0-1eb9-4762-8900-d264b25c0bb7
Baca, Juan Carlos
8987006a-f318-48aa-a632-4e2e47277e4a
Norris, Alegria
d91d0712-3932-43a8-842a-0eec7d2f3bd2
Adana-Diaz, Lila
7904a257-574e-4a20-bddf-f65a3fc64379
Ortiz-Prado, Esteban
969b2120-aa34-42e1-88c8-391606c1cdb0
Simbaña-Rivera, Katherine
259a796c-8f0b-4f71-abeb-f5c6f5a648b9
Gómez-Barreno, Lenin
2056b848-05d6-408c-a20e-835bd23047dd
Tamariz, Leonardo
0d988211-d237-4865-a203-97740c71b065
Lister, Alex
5bba8cb0-1eb9-4762-8900-d264b25c0bb7
Baca, Juan Carlos
8987006a-f318-48aa-a632-4e2e47277e4a
Norris, Alegria
d91d0712-3932-43a8-842a-0eec7d2f3bd2
Adana-Diaz, Lila
7904a257-574e-4a20-bddf-f65a3fc64379

Ortiz-Prado, Esteban, Simbaña-Rivera, Katherine, Gómez-Barreno, Lenin, Tamariz, Leonardo, Lister, Alex, Baca, Juan Carlos, Norris, Alegria and Adana-Diaz, Lila (2020) Potential research ethics violations against an indigenous tribe in Ecuador: a mixed methods approach. BMC Medical Ethics, 21 (1), 100. (doi:10.1186/s12910-020-00542-x).

Record type: Article

Abstract

BACKGROUND: Biomedical and ethnographic studies among indigenous people are common practice in health and geographical research. Prior health research misconduct has been documented, particularly when obtaining genetic material. The objective of this study was to crossmatch previously published data with the perceptions of the Waorani peoples about the trading of their genetic material and other biological samples.

METHODS: We conducted a mixed methods study design using a tailored 15-item questionnaire in 72 participants and in-depth interviews in 55 participants belonging to 20 Waorani communities about their experiences and perceptions of participating in biomedical research projects. Additionally, we conducted a systematic review of the literature in order to crossmatch the published results of studies stating the approval of an ethics committee and individual consent within their work.

RESULTS: A total of 40 men (60%) and 32 women (40%), with a mean age of 57 ± 15 years agreed to be interviewed for inclusion. Five main categories around the violation of good clinical practices were identified, concerning the obtention of blood samples from a recently contacted Waorani native community within the Amazonian region of Ecuador. These themes are related to the lack of adequate communication between community members and researchers as well as the voluntariness to participate in health research. Additionally, over 40 years, a total of 38 manuscripts related to the use of biological samples in Waorani indigenous people were published. The majority of the studies (68%) did not state within their article obtaining research ethics board approval, and 71% did not report obtaining the informed consent of the participants prior to the execution of the project.

CONCLUSION: Clinical Research on the Waorani community in the Ecuadorian Amazon basin has been performed on several occasions. Unfortunately, the majority of these projects did not follow the appropriate ethical and professional standards in either reporting the results or fulfilling them. The results of our investigation suggest that biological material, including genetic material, has been used by researchers globally, with some omitting the minimum information required to guarantee transparency and good clinical practices. We highlight the importance of stating ethics within research to avoid breaches in research transparency.

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More information

Published date: 17 October 2020
Keywords: Ecuador, Ethics Committees, Ethics Committees, Research, Ethics, Research, Female, Humans, Infant, Newborn, Informed Consent, Male, Research Design

Identifiers

Local EPrints ID: 481328
URI: http://eprints.soton.ac.uk/id/eprint/481328
ISSN: 1472-6939
PURE UUID: a9b9b66e-dd92-4cde-8256-1d0b0f8cdc99
ORCID for Alex Lister: ORCID iD orcid.org/0000-0003-1146-9093

Catalogue record

Date deposited: 23 Aug 2023 16:51
Last modified: 17 Mar 2024 04:11

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Contributors

Author: Esteban Ortiz-Prado
Author: Katherine Simbaña-Rivera
Author: Lenin Gómez-Barreno
Author: Leonardo Tamariz
Author: Alex Lister ORCID iD
Author: Juan Carlos Baca
Author: Alegria Norris
Author: Lila Adana-Diaz

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