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Distributed user clustering and resource allocation for imperfect NOMA in heterogeneous networks

Distributed user clustering and resource allocation for imperfect NOMA in heterogeneous networks
Distributed user clustering and resource allocation for imperfect NOMA in heterogeneous networks

In this paper, we propose a distributed cluster formation (CF) and resource allocation (RA) framework for non-ideal non-orthogonal multiple access (NOMA) schemes in heterogeneous networks. The imperfection of the underlying NOMA scheme is due to the receiver sensitivity and interference residue from non-ideal successive interference cancellation (SIC), which is generally characterized by a fractional error factor (FEF). Our analytical findings first show that several factors have a significant impact on the achievable NOMA gain. Then, we investigate fundamental limits on NOMA cluster size as a function of FEF levels, cluster bandwidth, and quality of service (QoS) demands of user equipments (UEs). Thereafter, a clustering algorithm is developed by taking feasible cluster size and channel gain disparity of UEs into account. Finally, we develop a distributed $\alpha $ -fair RA framework where $\alpha $ governs the tradeoff between maximum throughput and proportional fairness objectives. Based on the derived closed-form optimal power levels, the proposed distributed solution iteratively updates bandwidths, clusters, and UEs' transmission powers. Numerical results demonstrate that proposed solutions deliver a higher spectral and energy efficiency than traditionally adopted basic NOMA cluster size of two. We also show that an imperfect NOMA cannot always provide better performance than orthogonal multiple access under certain conditions. Finally, our numerical investigations reveal that NOMA gain is maximized under downlink/uplink decoupled (DUDe) UE association.

Alpha fairness, downlink uplink decoupling, imperfect SIC, proportional fairness, residual interference
0090-6778
7211-7227
Celik, Abdulkadir
f8e72266-763c-4849-b38e-2ea2f50a69d0
Tsai, Ming Cheng
ec1b8b56-a756-40e9-8197-6479b916cd63
Radaydeh, Redha M.
04739d42-a01a-48d3-a112-c4a67f112766
Al-Qahtani, Fawaz S.
b898b465-80a2-4d10-88bf-4c8463fb98d8
Alouini, Mohamed Slim
3ccd5915-318e-4f4b-b47a-48257ab4c0eb
Celik, Abdulkadir
f8e72266-763c-4849-b38e-2ea2f50a69d0
Tsai, Ming Cheng
ec1b8b56-a756-40e9-8197-6479b916cd63
Radaydeh, Redha M.
04739d42-a01a-48d3-a112-c4a67f112766
Al-Qahtani, Fawaz S.
b898b465-80a2-4d10-88bf-4c8463fb98d8
Alouini, Mohamed Slim
3ccd5915-318e-4f4b-b47a-48257ab4c0eb

Celik, Abdulkadir, Tsai, Ming Cheng, Radaydeh, Redha M., Al-Qahtani, Fawaz S. and Alouini, Mohamed Slim (2019) Distributed user clustering and resource allocation for imperfect NOMA in heterogeneous networks. IEEE Transactions on Communications, 67 (10), 7211-7227, [8758326]. (doi:10.1109/TCOMM.2019.2927561).

Record type: Article

Abstract

In this paper, we propose a distributed cluster formation (CF) and resource allocation (RA) framework for non-ideal non-orthogonal multiple access (NOMA) schemes in heterogeneous networks. The imperfection of the underlying NOMA scheme is due to the receiver sensitivity and interference residue from non-ideal successive interference cancellation (SIC), which is generally characterized by a fractional error factor (FEF). Our analytical findings first show that several factors have a significant impact on the achievable NOMA gain. Then, we investigate fundamental limits on NOMA cluster size as a function of FEF levels, cluster bandwidth, and quality of service (QoS) demands of user equipments (UEs). Thereafter, a clustering algorithm is developed by taking feasible cluster size and channel gain disparity of UEs into account. Finally, we develop a distributed $\alpha $ -fair RA framework where $\alpha $ governs the tradeoff between maximum throughput and proportional fairness objectives. Based on the derived closed-form optimal power levels, the proposed distributed solution iteratively updates bandwidths, clusters, and UEs' transmission powers. Numerical results demonstrate that proposed solutions deliver a higher spectral and energy efficiency than traditionally adopted basic NOMA cluster size of two. We also show that an imperfect NOMA cannot always provide better performance than orthogonal multiple access under certain conditions. Finally, our numerical investigations reveal that NOMA gain is maximized under downlink/uplink decoupled (DUDe) UE association.

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More information

Published date: October 2019
Additional Information: Publisher Copyright: © 1972-2012 IEEE.
Keywords: Alpha fairness, downlink uplink decoupling, imperfect SIC, proportional fairness, residual interference

Identifiers

Local EPrints ID: 504472
URI: http://eprints.soton.ac.uk/id/eprint/504472
ISSN: 0090-6778
PURE UUID: 8d654fa4-c9e2-4fae-afb8-6fa77fa8951c
ORCID for Abdulkadir Celik: ORCID iD orcid.org/0000-0001-9007-9979

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Date deposited: 09 Sep 2025 20:08
Last modified: 13 Sep 2025 02:40

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Contributors

Author: Abdulkadir Celik ORCID iD
Author: Ming Cheng Tsai
Author: Redha M. Radaydeh
Author: Fawaz S. Al-Qahtani
Author: Mohamed Slim Alouini

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