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Grant-free NOMA through optimal partitioning and cluster assignment in STAR-RIS networks

Grant-free NOMA through optimal partitioning and cluster assignment in STAR-RIS networks
Grant-free NOMA through optimal partitioning and cluster assignment in STAR-RIS networks

The integration of reconfigurable intelligent surfaces (RISs) and grant-free non-orthogonal multiple access (GF-NOMA) has emerged as a promising solution for enhancing spectral efficiency and massive connectivity in future wireless networks. This paper proposes a GF-NOMA communication network enabled by simultaneously transmitting and reflecting RISs (STAR-RIS). In the proposed GF-NOMA, all user equipments (UEs) have instantaneous access to resource blocks (RBs) without the need for grant acquisition and power control as in the traditional grant-based NOMA schemes. Specifically, we have considered two regimes of interest: 1) the max-min fair (MMF) regime and 2) the max-sum throughput (MST) regime. To achieve the required power disparity, a two-level power control mechanism is proposed; initially, the UEs are clustered according to their channel gains. Additionally, we introduce a multi-level GF-NOMA (MGF-NOMA) scheme that adjusts the transmit power levels for each UE in the cluster. The second level of power disparity is achieved through the assignment of STAR-RISs to the clusters and optimal partitioning of STAR-RIS to support each of the cluster members. Furthermore, we have also derived the closed-form equations for the optimal partitioning of STAR-RIS within the clusters for both regimes of interest. Simulation results demonstrate that the proposed STAR-RIS-aided MGF-NOMA yields a gain of 60% and 20% in the MST regime with active and passive RIS realization, respectively. Furthermore, the active and passive RIS-based MGF-NOMA achieve nearly the equivalent fairness that can be obtained through optimal power control in the MMF regime. The finding emphasizes the potential of integrating STAR-RIS with GF-NOMA as a robust and promising solution for future wireless communication systems.

fairness, grant-free NOMA, max-min optimization, max-sum rate, non-orthogonal multiple access (NOMA), Reconfigurable intelligent surface (RIS), simultaneously transmitting and reflecting RIS (STAR-RIS), spectral efficiency
1536-1276
10166-10181
Naim Shaikh, Mohd Hamza
aacbee91-5316-401a-831d-662739bb3170
Celik, Abdulkadir
f8e72266-763c-4849-b38e-2ea2f50a69d0
Eltawil, Ahmed M.
5eb9e965-5ec8-4da1-baee-c3cab0fb2a72
Nauryzbayev, Galymzhan
3fbbb5ed-dc25-4c5a-943c-7fd329867c75
Naim Shaikh, Mohd Hamza
aacbee91-5316-401a-831d-662739bb3170
Celik, Abdulkadir
f8e72266-763c-4849-b38e-2ea2f50a69d0
Eltawil, Ahmed M.
5eb9e965-5ec8-4da1-baee-c3cab0fb2a72
Nauryzbayev, Galymzhan
3fbbb5ed-dc25-4c5a-943c-7fd329867c75

Naim Shaikh, Mohd Hamza, Celik, Abdulkadir, Eltawil, Ahmed M. and Nauryzbayev, Galymzhan (2024) Grant-free NOMA through optimal partitioning and cluster assignment in STAR-RIS networks. IEEE Transactions on Wireless Communications, 23 (8), 10166-10181. (doi:10.1109/TWC.2024.3369186).

Record type: Article

Abstract

The integration of reconfigurable intelligent surfaces (RISs) and grant-free non-orthogonal multiple access (GF-NOMA) has emerged as a promising solution for enhancing spectral efficiency and massive connectivity in future wireless networks. This paper proposes a GF-NOMA communication network enabled by simultaneously transmitting and reflecting RISs (STAR-RIS). In the proposed GF-NOMA, all user equipments (UEs) have instantaneous access to resource blocks (RBs) without the need for grant acquisition and power control as in the traditional grant-based NOMA schemes. Specifically, we have considered two regimes of interest: 1) the max-min fair (MMF) regime and 2) the max-sum throughput (MST) regime. To achieve the required power disparity, a two-level power control mechanism is proposed; initially, the UEs are clustered according to their channel gains. Additionally, we introduce a multi-level GF-NOMA (MGF-NOMA) scheme that adjusts the transmit power levels for each UE in the cluster. The second level of power disparity is achieved through the assignment of STAR-RISs to the clusters and optimal partitioning of STAR-RIS to support each of the cluster members. Furthermore, we have also derived the closed-form equations for the optimal partitioning of STAR-RIS within the clusters for both regimes of interest. Simulation results demonstrate that the proposed STAR-RIS-aided MGF-NOMA yields a gain of 60% and 20% in the MST regime with active and passive RIS realization, respectively. Furthermore, the active and passive RIS-based MGF-NOMA achieve nearly the equivalent fairness that can be obtained through optimal power control in the MMF regime. The finding emphasizes the potential of integrating STAR-RIS with GF-NOMA as a robust and promising solution for future wireless communication systems.

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More information

Accepted/In Press date: 18 February 2024
e-pub ahead of print date: 1 March 2024
Published date: August 2024
Keywords: fairness, grant-free NOMA, max-min optimization, max-sum rate, non-orthogonal multiple access (NOMA), Reconfigurable intelligent surface (RIS), simultaneously transmitting and reflecting RIS (STAR-RIS), spectral efficiency

Identifiers

Local EPrints ID: 505798
URI: http://eprints.soton.ac.uk/id/eprint/505798
ISSN: 1536-1276
PURE UUID: 93c9fa02-72c6-4583-ae05-03b8b6553179
ORCID for Abdulkadir Celik: ORCID iD orcid.org/0000-0001-9007-9979

Catalogue record

Date deposited: 20 Oct 2025 16:34
Last modified: 21 Oct 2025 02:15

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Contributors

Author: Mohd Hamza Naim Shaikh
Author: Abdulkadir Celik ORCID iD
Author: Ahmed M. Eltawil
Author: Galymzhan Nauryzbayev

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