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Semi-empirical framework of supermassive black hole evolution: highlighting a possible tension between demographics and gravitational wave background

Semi-empirical framework of supermassive black hole evolution: highlighting a possible tension between demographics and gravitational wave background
Semi-empirical framework of supermassive black hole evolution: highlighting a possible tension between demographics and gravitational wave background
The evolution of the supermassive Black Hole (BH) population across cosmic times remains a central unresolved issue in modern astrophysics, due to the many noticeable uncertainties in the involved physical processes that span a huge range of spatial, temporal and energy scales. Here we tackle the problem via a semi-empirical approach with minimal assumptions and data-driven inputs. This is based on a continuity plus Smoluchowski equation framework that allows to unitarily describe the two primary modes of BH growth: gas accretion and binary mergers. Key quantities related to the latter processes are incorporated through educated parameterizations, and then constrained in a Bayesian setup from joint observational estimates of the local BH mass function, of the large-scale BH clustering, and of the nano-Hz stochastic gravitational wave (GW) background measured from Pulsar Timimg Array (PTA) experiments. We find that the BH accretion-related parameters are strongly dependent on the local BH mass function determination: higher normalizations and flatter high-mass slopes in the latter imply lower radiative efficiencies and mean Eddington ratios with a stronger redshift evolution. Additionally, the binary BH merger rate is estimated to be a fraction $\lesssim 10^{-1}$ of the galaxy merger rate derived from galaxy pairs counts by \texttt{JWST}, and constrained not to exceed the latter at $\gtrsim 2σ$. Relatedly, we highlight hints of a possible tension between current constraints on BH demographics and the interpretation of the nano-Hz GW background as predominantly caused by binary BH mergers. Specifically, we bound the latter's contribution to $\lesssim 30-50\%$ at $\sim 3σ$, suggesting that additional astrophysical/cosmological sources are needed to explain the residual part of the signal measured by PTA experiments.
astro-ph.CO
1475-7516
Lapi, Andrea
126b5f87-60fa-4a57-8b84-802d5ffb1f17
Shankar, Francesco
b10c91e4-85cd-4394-a18a-d4f049fd9cdb
Bosi, Michele
5357e134-a638-4566-8560-05c72ab84864
Roberts, Daniel
175dd5cf-59d7-4958-b4c9-9e00a01d0acf
Fu, Hao
2cc82984-e1d1-467c-ad55-f18daf2eda68
Varadarajan, Karthik M.
9a7e593d-d984-473c-8902-4c4f19d7d5b2
Boco, Lumen
93c3f9ff-ba52-468f-b627-bc6cdae83e8f
Lapi, Andrea
126b5f87-60fa-4a57-8b84-802d5ffb1f17
Shankar, Francesco
b10c91e4-85cd-4394-a18a-d4f049fd9cdb
Bosi, Michele
5357e134-a638-4566-8560-05c72ab84864
Roberts, Daniel
175dd5cf-59d7-4958-b4c9-9e00a01d0acf
Fu, Hao
2cc82984-e1d1-467c-ad55-f18daf2eda68
Varadarajan, Karthik M.
9a7e593d-d984-473c-8902-4c4f19d7d5b2
Boco, Lumen
93c3f9ff-ba52-468f-b627-bc6cdae83e8f

Lapi, Andrea, Shankar, Francesco, Bosi, Michele, Roberts, Daniel, Fu, Hao, Varadarajan, Karthik M. and Boco, Lumen (2026) Semi-empirical framework of supermassive black hole evolution: highlighting a possible tension between demographics and gravitational wave background. Journal of Cosmology and Astroparticle Physics. (doi:10.1088/1475-7516/2026/02/001).

Record type: Article

Abstract

The evolution of the supermassive Black Hole (BH) population across cosmic times remains a central unresolved issue in modern astrophysics, due to the many noticeable uncertainties in the involved physical processes that span a huge range of spatial, temporal and energy scales. Here we tackle the problem via a semi-empirical approach with minimal assumptions and data-driven inputs. This is based on a continuity plus Smoluchowski equation framework that allows to unitarily describe the two primary modes of BH growth: gas accretion and binary mergers. Key quantities related to the latter processes are incorporated through educated parameterizations, and then constrained in a Bayesian setup from joint observational estimates of the local BH mass function, of the large-scale BH clustering, and of the nano-Hz stochastic gravitational wave (GW) background measured from Pulsar Timimg Array (PTA) experiments. We find that the BH accretion-related parameters are strongly dependent on the local BH mass function determination: higher normalizations and flatter high-mass slopes in the latter imply lower radiative efficiencies and mean Eddington ratios with a stronger redshift evolution. Additionally, the binary BH merger rate is estimated to be a fraction $\lesssim 10^{-1}$ of the galaxy merger rate derived from galaxy pairs counts by \texttt{JWST}, and constrained not to exceed the latter at $\gtrsim 2σ$. Relatedly, we highlight hints of a possible tension between current constraints on BH demographics and the interpretation of the nano-Hz GW background as predominantly caused by binary BH mergers. Specifically, we bound the latter's contribution to $\lesssim 30-50\%$ at $\sim 3σ$, suggesting that additional astrophysical/cosmological sources are needed to explain the residual part of the signal measured by PTA experiments.

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More information

Accepted/In Press date: 3 December 2025
e-pub ahead of print date: 2 February 2026
Keywords: astro-ph.CO

Identifiers

Local EPrints ID: 510320
URI: http://eprints.soton.ac.uk/id/eprint/510320
ISSN: 1475-7516
PURE UUID: f6f29375-cbfa-43b5-9ffb-b1ab3d012dd7
ORCID for Karthik M. Varadarajan: ORCID iD orcid.org/0000-0002-6854-3066

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Date deposited: 25 Mar 2026 17:55
Last modified: 26 Mar 2026 03:15

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Contributors

Author: Andrea Lapi
Author: Michele Bosi
Author: Daniel Roberts
Author: Hao Fu
Author: Karthik M. Varadarajan ORCID iD
Author: Lumen Boco

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