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Enhancing the downlink rate fairness of low-resolution active RIS-aided signaling by closed-form expression-based iterative optimization

Enhancing the downlink rate fairness of low-resolution active RIS-aided signaling by closed-form expression-based iterative optimization
Enhancing the downlink rate fairness of low-resolution active RIS-aided signaling by closed-form expression-based iterative optimization
This paper proposes a joint design strategy for enhancing individual user rates in a multi-user system by optimizing both the programmable reflecting elements (PREs) of an active reconfigurable intelligent surface (aRIS) and the transmit beamforming at a base station. Given that the aRIS’s PREs are bound by discrete constraints due to low-resolution quantization, this design approach relies on large-scale mixed discrete-continuous problems, which are addressed through a new universal penalised optimization reformulations. Initially, we develop iterations based on convex quadratic solvers (CQ) to tackle the problem of maximizing the users’ minimum rate (MR). Given that the computational complexity of these CQs is cubic, leading to high costs in large-scale computations, we introduce a pair of surrogate objectives. These objectives are designed in a way that their constrained optimization can be efficiently managed through iterations of closed-form expressions with scalable complexity, rendering them practical for large-scale computations. This pair of surrogate objectives comprises the maximization of the geometric mean of users’ rates (GM-rate maximization) and the soft-maximization of users’ MR (soft maxmin rate optimization). Remarkably, they not only enhance MR but also contribute to the improvement of the sum-rate (SR). Building upon the GM-rate optimization, we further propose addressing the energy efficiency problem, which achieves a high ratio of SR to power consumption and MR to power dissipation through closed-form expressions. Comprehensive simulations are conducted to validate the efficacy of the proposed solutions.
0018-9545
Chen, Y.
a2c3df71-ff09-4f39-b10a-bfaee687623f
Tuan, H.D.
5bcfb405-e76a-4cb1-bc66-19eb4b9fe2a5
Fang, Y.
7536ee40-9593-4ebf-9180-acc53dadcff4
Yu, H.
d9fd98cc-1fd4-4f02-b1b0-9c301920ef1d
Poor, H.V.
2450f17a-1b3d-4eef-ba7e-111f75631764
Hanzo, L.
66e7266f-3066-4fc0-8391-e000acce71a1
Chen, Y.
a2c3df71-ff09-4f39-b10a-bfaee687623f
Tuan, H.D.
5bcfb405-e76a-4cb1-bc66-19eb4b9fe2a5
Fang, Y.
7536ee40-9593-4ebf-9180-acc53dadcff4
Yu, H.
d9fd98cc-1fd4-4f02-b1b0-9c301920ef1d
Poor, H.V.
2450f17a-1b3d-4eef-ba7e-111f75631764
Hanzo, L.
66e7266f-3066-4fc0-8391-e000acce71a1

Chen, Y., Tuan, H.D., Fang, Y., Yu, H., Poor, H.V. and Hanzo, L. (2023) Enhancing the downlink rate fairness of low-resolution active RIS-aided signaling by closed-form expression-based iterative optimization. IEEE Transactions on Vehicular Technology. (In Press)

Record type: Article

Abstract

This paper proposes a joint design strategy for enhancing individual user rates in a multi-user system by optimizing both the programmable reflecting elements (PREs) of an active reconfigurable intelligent surface (aRIS) and the transmit beamforming at a base station. Given that the aRIS’s PREs are bound by discrete constraints due to low-resolution quantization, this design approach relies on large-scale mixed discrete-continuous problems, which are addressed through a new universal penalised optimization reformulations. Initially, we develop iterations based on convex quadratic solvers (CQ) to tackle the problem of maximizing the users’ minimum rate (MR). Given that the computational complexity of these CQs is cubic, leading to high costs in large-scale computations, we introduce a pair of surrogate objectives. These objectives are designed in a way that their constrained optimization can be efficiently managed through iterations of closed-form expressions with scalable complexity, rendering them practical for large-scale computations. This pair of surrogate objectives comprises the maximization of the geometric mean of users’ rates (GM-rate maximization) and the soft-maximization of users’ MR (soft maxmin rate optimization). Remarkably, they not only enhance MR but also contribute to the improvement of the sum-rate (SR). Building upon the GM-rate optimization, we further propose addressing the energy efficiency problem, which achieves a high ratio of SR to power consumption and MR to power dissipation through closed-form expressions. Comprehensive simulations are conducted to validate the efficacy of the proposed solutions.

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aris_26_11_23 - Accepted Manuscript
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Accepted/In Press date: 30 December 2023

Identifiers

Local EPrints ID: 485910
URI: http://eprints.soton.ac.uk/id/eprint/485910
ISSN: 0018-9545
PURE UUID: e9e7f6dc-0ebd-4b45-8aeb-f00b9f7cf200
ORCID for L. Hanzo: ORCID iD orcid.org/0000-0002-2636-5214

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Date deposited: 04 Jan 2024 02:47
Last modified: 18 Mar 2024 02:36

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Contributors

Author: Y. Chen
Author: H.D. Tuan
Author: Y. Fang
Author: H. Yu
Author: H.V. Poor
Author: L. Hanzo ORCID iD

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