Two-way capture-recapture methods with emphasis on the bootstrap
Two-way capture-recapture methods with emphasis on the bootstrap
The Chapman estimator is widely used in dual system estimation for estimating the size of an elusive target population. Two independent sources are required, delivering a two-by-two table of those units identified by both sources, of those identified only by the first, and those only by the second source. Interest is in the frequency of those identified by neither source that remain hidden. While asymptotic variance estimates exist for the Chapman estimator, they often perform poorly with small sample sizes. In addition, the Chapman estimator may be biased for small sample sizes. This study explores the bias of the Chapman and a bias-corrected Chapman estimator by investigating both imputed and non-imputed (simple) bootstrap methods as alternatives for estimating variance and constructing confidence intervals. Through simulation studies, we assess the reliability of these methods by analyzing confidence interval coverage probabilities. Our findings show that the imputed bootstrap consistently delivers better performance, yielding coverage probabilities closer to the nominal level, even under moderate dependence between sources. We demonstrate the practical application of these methods with two case studies: suicide data in Cambodia and heroin use in Thailand.
Chapman estimator, Imputed bootstrap, Population size estimator, Semi-parametric bootstrap, Uncertainty
Sangnawakij, Patarawan
3ba14461-5409-413c-b643-16a122da8bb3
Lerdsuwansri, Rattana
56aa3b31-c2d9-412d-9769-0be3831a9334
Pijitrattana,, Parawan
968b3266-0b41-402d-a23e-443b7349896b
Maruotti, Antonello
7096256c-fa1b-4cc1-9ca4-1a60cc3ee12e
Schlattmann, Peter
7eda8b17-0caa-4a2a-84de-2b636b7d44a9
Böhning, Dankmar
1df635d4-e3dc-44d0-b61d-5fd11f6434e1
26 March 2026
Sangnawakij, Patarawan
3ba14461-5409-413c-b643-16a122da8bb3
Lerdsuwansri, Rattana
56aa3b31-c2d9-412d-9769-0be3831a9334
Pijitrattana,, Parawan
968b3266-0b41-402d-a23e-443b7349896b
Maruotti, Antonello
7096256c-fa1b-4cc1-9ca4-1a60cc3ee12e
Schlattmann, Peter
7eda8b17-0caa-4a2a-84de-2b636b7d44a9
Böhning, Dankmar
1df635d4-e3dc-44d0-b61d-5fd11f6434e1
Sangnawakij, Patarawan, Lerdsuwansri, Rattana, Pijitrattana,, Parawan, Maruotti, Antonello, Schlattmann, Peter and Böhning, Dankmar
(2026)
Two-way capture-recapture methods with emphasis on the bootstrap.
Statistical Methods & Applications.
(doi:10.1007/s10260-026-00840-5).
Abstract
The Chapman estimator is widely used in dual system estimation for estimating the size of an elusive target population. Two independent sources are required, delivering a two-by-two table of those units identified by both sources, of those identified only by the first, and those only by the second source. Interest is in the frequency of those identified by neither source that remain hidden. While asymptotic variance estimates exist for the Chapman estimator, they often perform poorly with small sample sizes. In addition, the Chapman estimator may be biased for small sample sizes. This study explores the bias of the Chapman and a bias-corrected Chapman estimator by investigating both imputed and non-imputed (simple) bootstrap methods as alternatives for estimating variance and constructing confidence intervals. Through simulation studies, we assess the reliability of these methods by analyzing confidence interval coverage probabilities. Our findings show that the imputed bootstrap consistently delivers better performance, yielding coverage probabilities closer to the nominal level, even under moderate dependence between sources. We demonstrate the practical application of these methods with two case studies: suicide data in Cambodia and heroin use in Thailand.
Text
SMAP-D-25-00164_R2
- Accepted Manuscript
Text
s10260-026-00840-5
- Version of Record
More information
Accepted/In Press date: 14 February 2026
e-pub ahead of print date: 26 March 2026
Published date: 26 March 2026
Keywords:
Chapman estimator, Imputed bootstrap, Population size estimator, Semi-parametric bootstrap, Uncertainty
Identifiers
Local EPrints ID: 510685
URI: http://eprints.soton.ac.uk/id/eprint/510685
ISSN: 1618-2510
PURE UUID: 3bd8ddc1-bb87-42e2-9e34-28fc96bfc8cf
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Date deposited: 16 Apr 2026 16:41
Last modified: 18 Apr 2026 01:48
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Contributors
Author:
Patarawan Sangnawakij
Author:
Rattana Lerdsuwansri
Author:
Parawan Pijitrattana,
Author:
Antonello Maruotti
Author:
Peter Schlattmann
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